Mastering art of Transaction Monitoring

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Workshop Agenda:

1. Introduction to Transaction Monitoring

• 1.1 Definition & Importance

  • What is Transaction Monitoring?

  • Key Objectives and Benefits

• 1.2 Regulatory Overview

  • Key Regulations and Compliance Requirements

2. Regulatory Framework

• 2.1 Global Regulations

  • FATF, AML, KYC

• 2.2 Local Regulations

  • Specific Country/Region Requirements

3. Monitoring Systems & Technologies

• 3.1 System Types

  • Manual vs. Automated Monitoring

• 3.2 Technologies

  • AI, Machine Learning, and Analytics

• 3.3 Implementation Tips

  • Integration and Best Practices

4. Methodologies

• 4.1 Risk-Based Approach

  • Risk Profiling and Segmentation

• 4.2 Alerts & Thresholds

  • Setting Effective Thresholds

• 4.3 Pattern Recognition

  • Identifying Suspicious Patterns

5. Practical Applications

• 5.1 Case Studies

  • Real-World Examples

• 5.2 Hands-On Exercises

  • Analyzing Sample Transactions

6. Reporting & Documentation

• 6.1 Suspicious Activity Reports (SARs)

  • Key Components and Submission

Course Description: This 4-hour workshop is designed to provide participants with a comprehensive understanding of Transaction Monitoring.

Schedule: Sept-08-2024

Time : 10:30 AM IST to 01:30 PM IST

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